Job Title: Compliance Consultant 4 - Strategy and Operations
Accounting/Auditing, Consulting Services, Finance/Economics, Financial Services, Human Resources, Information Technology, Insurance, Law Enforcement, and Security, Legal, Military, Research & Development
Compliance Consultant 4 - Strategy and Operations Job Description
Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message.Â In order to receive text message invitations, your profile must include a mobile phone number designated as âPersonal Cellâ or âCellularâ in the contact information of your application.
At Wells Fargo, we want to satisfy our customersâ financial needs and help them succeed financially. Weâre looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where youâll feel valued and inspired to contribute your unique skills and experience.
Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.
Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk.
The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company.
The Compliance Strategy & Operations Group is responsible for building out a centralized compliance risk management function, where best practices are established and leveraged throughout the Compliance organization. The compliance strategy and operations team is seeking an experienced professional to support more consistent execution of compliance risk management activities, reduction of duplication, effective use of resources and a strong, fit for purpose compliance organization.
Responsibilities will include but are not limited to:
Partner and support of compliance initiatives across the Strategy and Operations team, including working with partners to drive Compliance Learning Program initiative goals, requirements, milestones, action items, accountabilities and assist with execution across Wells Fargo Compliance.
Provide oversight in the integration/implementation of programs with cross functional business partners, recognizing the significance of competing priorities and strategies, and adjusting as necessary.
Perform or assist with ad hoc assignments/projects.
Assist with applying proper governance over Compliance learning policy including process for prioritization of training, drivers of training, communication and other means of delivering content.
Partner with Learning and Development to execute on compliance learning plan for each respective line of business, specialized courses, and risk transformation.
Ability to think creatively to find innovative solutions to complex analytical questions
Ability to make timely and independent judgment decisions while working in a fast-paced environment
Please note: Based on the volume of applications received, this job posting may be removed prior to the indicated close date. If you do not apply prior to the closing of this posting, we encourage you to apply for other opportunities with Wells Fargo.
6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both
Advanced Microsoft Office skills
Excellent verbal, written, and interpersonal communication skills
Strong analytical skills with high attention to detail and accuracy
Ability to interact with all levels of an organization
Strategic planning experience in translating leadership vision into executable strategies and initiatives
Experience consulting, influencing and partnering with business executives, leadership, human resources partners and peers
Experience developing integrated communications strategies and plans that align with business objectives
Other Desired Qualifications
3+ years of strategic planning experience
3+ years experience in developing integrated communications strategies.
Knowledge and understanding of regulatory structures and requirements with the ability to communicate effectively to support regulatory requirements and associated compliance activities
Experience providing oversight in the integration/implementation of programs with cross functional business partners, recognizing the significance of competing priorities and strategies, and adjusting as necessary
Knowledge and understanding of project management principles: tracking deliverables and coordinating tasks and activities
Ability to travel up to 10% of the time
MN-Minneapolis: 600 S 4th St - Minneapolis, MN MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO IA-Des Moines: 800 Walnut St - Des Moines, IA IA-West Des Moines: 7001 Westown Pkwy - West Des Moines, IA NC-Charlotte: 301 S Tryon St - Charlotte, NC NC-Charlotte: 401 S Tryon St - Charlotte, NC NC-Charlotte: 550 S Tryon St - Charlotte, NC OR-Portland: 1300 Sw 5th Ave - Portland, OR TX-DAL-North Dallas: 14241 Dallas Parkway - Dallas, TX TX-San Antonio: 4101 Wiseman Blvd - San Antonio, TX SC-Fort Mill: 3480 State View Blvd - Fort Mill, SC PA-Philadelphia: 101 N Independence Mall E - Philadelphia, PA SD-Sioux Falls: 4811 N 4th Ave - Sioux Falls, SD AZ-Chandler: 2600 S Price Rd - Chandler, AZ NC-Raleigh: 1100 Corporate Center Dr - Raleigh, NC AZ-PHX-Northwest Phoenix: 2222 W Rose Garden Ln - Phoenix, AZ
All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.
Relevant military experience is considered for veterans and transitioning service men and women. Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.